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Health Insurance Portability and Accountability Act [HIPAA] - Filing a Complaint

Medically Reviewed by The Medindia Medical Review Team on Sep 06, 2014


Filing a Complaint

If an individual feels that a covered entity has violated his/her or some other individual's health information privacy rights or committed a violation of the Privacy or Security Rule, he/she has the liberty to file a complaint with OCR (Office for Civil Rights). Based on the complaints lodged, OCR can investigate complaints filed against such covered entities.


Requirements for filing a Complaint

While filing a complaint, the following points should be borne in mind:

Anyone can file a complaint alleging a violation of the Privacy or Security Rule. For this purpose, it is recommended that the individual makes use of OCR Health Information Privacy Complaint Form Package. He/She can request a copy of this form from an OCR regional office.


Retaliation is strictly prohibited by HIPAA

Under HIPAA, an entity cannot does not have right to retaliate against an individual for filing a complaint. In case of any retaliatory action, the concerned individual should notify OCR immediately, without much delay.

Procedures for submission of a Complaint

For submitting or lodging a complaint, one of the following methods may be used as described below:

If an individual wants to mail or fax the complaint, it is recommended to cross-verify that such a complaint is delivered to the appropriate OCR regional office based on the location wherein the alleged violation occurred. OCR has ten regional offices and each regional office covers specific states. The complaint to be lodged or filed should be sent highlighting the attention of the OCR Regional Manager.


In case, if the lodged complaint is an email, it is not mandatory or binding to sign the complaint and consent forms because submission by an email represents your signature.

In case, if the complaint is handwritten on the paper, in that event the letter needs to be signed by the concerned individual for validating the complaint pertaining to the violation of HIPAA.

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